BLUE
Performing better than expected
Senior Managers & Certification Regime, Simplified
HAELO creates a digital twin of an organisation to map SM&CR accountabilities.
Our IO® platform supports Financial Services firms manage dynamic regulation, assure operational resilience, and reduce complexity.
We empower Senior Managers to report in real time that the firm is operating a healthy culture of good conduct across the entire organisation.
Affordable
Providing you with an elegant, cost-effective way to demonstrate compliance aligned with business results across your entire firm.
Light
Easy to navigate, the IO® platform allows you to manage Senior Management Functions within a single information environment.
Powerful
An intuitive UI reflects reporting lines accurately, gets you to the heart of issues, and sets out conduct rules effectively.
Mobile
Combining cloud software and people-powered intelligence, IO® provides contextualised, decision-worthy data anytime and anywhere.
Our Software
Ensuring Senior Managers reliably define where authority and business knowledge sits
HAELO IO® is an end-to-end web-based software application which creates a digital twin of an organisation to map dissemination of SM&CR accountabilities and provide an organisational architecture from a Governance, Risk Management, and Compliance (GRC) perspective, by mapping functional and cross-functional activities of the firm and identifying accountable people and their responsibilities.
The Insightful Organisation
Demonstrating regulatory compliance is no longer just for back-office staff. HAELO IO® delivers a range of cross-department functionalities through a single platform, helping firms strike the right balance for SM&CR implementation by keeping the number of certified staff as small as possible, whilst remaining consistent with the intent of the regulation and how the firm operates.
The Insightful Organisation
Demonstrating regulatory compliance is no longer just for back-office staff. HAELO IO® delivers a range of cross-department functionalities through a single platform, helping firms strike the right balance for SM&CR implementation by keeping the number of certified staff as small as possible, whilst remaining consistent with the intent of the regulation and how the firm operates.
Putting Things in Plain Sight
HAELO IO® empowers Senior Managers with insight and foresight in situations of high stress and crisis situations to verify the right Senior Management Functions (SMFs) are properly involved and individuals’ actions meet the relevant conduct rules.
To provide decision makers with a holistic, contextualised data mosaic representative of the operating reality we created the BRAG® (Blue, Red, Amber, Green) status to make it easy for leaders to put focus where it is needed most and provide an immutable audit trail to satisfy the regulator’s ‘reasonable steps’ requirements.
RED
Performing below expectations, no recovery action in place
AMBER
Performing below expectations, recovery action in place
GREEN
Performing as expected
Our Guiding Principles
Click on one of the principles below to find out more.
Clarity
Senior Managers must be clear on the organisation’s direction, asking “Where do we want to go and why?” and “What results do we want to achieve and why?”. It’s important to have a clear, unambiguous vision, with leaders easily explaining and motivating others to go in the same direction. Aligning the attention and effort of the entire organisation helps to ensure good conduct behaviours.
Focus
Effective governance is about placing the organisation’s attention and effort where it matters most. With clarity on the desired outcomes and focus on what is needed to achieve them, the next important step is to identify everything that will influence results, while working to understand the linkages and dependencies between them.
Rigour
HAELO IO® helps firms to avoid parallel systems and makes it easier for Senior Managers to identify accountable people who should be certified to protect, detect, and effect operational resilience and demonstrate to the FCA that they are operating within their impact tolerances.
Coherence
HAELO helps to provide connectivity and consistency in how information flows throughout the firm to prevent, adapt and respond to, recover and learn from operational disruption. This coherence is the lubricant that keeps the ‘machinery’ of the organisation operating smoothly and efficiently.
Mastery
Delivering consistent results relies on proficient performance. Being laser focused on what ‘really’ influences results and unrelenting pursuit of excellence will improve the health and prosperity of the firm.
Senior Managers must be clear on the organisation’s direction, asking “Where do we want to go and why?” and “What results do we want to achieve and why?”. It’s important to have a clear, unambiguous vision, with leaders easily explaining and motivating others to go in the same direction. Aligning the attention and effort of the entire organisation helps to ensure good conduct behaviours.
Effective governance is about placing the organisation’s attention and effort where it matters most. With clarity on the desired outcomes and focus on what is needed to achieve them, the next important step is to identify everything that will influence results, while working to understand the linkages and dependencies between them.
HAELO IO® helps firms to avoid parallel systems and makes it easier for Senior Managers to identify accountable people who should be certified to protect, detect, and effect operational resilience and demonstrate to the FCA that they are operating within their impact tolerances.
HAELO helps to provide connectivity and consistency in how information flows throughout the firm to prevent, adapt and respond to, recover and learn from operational disruption. This coherence is the lubricant that keeps the ‘machinery’ of the organisation operating smoothly and efficiently.
Delivering consistent results relies on proficient performance. Being laser focused on what ‘really’ influences results and unrelenting pursuit of excellence will improve the health and prosperity of the business.
Agile Governance for Dynamic Regulation
The IO® platform helps to approach SM&CR implementation in the context of other departments in the firm and not in isolation.
After implementation our proprietary software uses humans as sensors to provide an anomaly detection system so the firm remains agile and dynamic to adapt and reflect how the firm changes and new risks it faces, all from within a single information environment.
